Mortgage Compliance
At Paradigm we understand the difficulties facing firms in not only finding the time to understand the mortgage compliance minefield and how it affects your business, but also in successfully ensuring that we guide you through changes with the minimum effort and impact. Our experienced team has a wide and varied knowledge of mortgage compliance that enables us to provide comprehensive guidance and also helps us to understand how this impacts on your business.
In order to keep you informed of latest news, events and most importantly the consequences of changes in the mortgage compliance arena that impact your business, as & when it is appropriate Paradigm issues “Target”, its compliance magazine. From time to we will issue “Mortgage Target”, i.e. a publication which is entirely focused on in the Mortgage environment, as opposed to "Target" which covers broader compliance ands regulatory subject matter more suitable for a number of our IFAs partners who are also involved in the Investment and Pension arena. Of course, many of the matters covered relate to both types of Financial Intermediaries wherever you choose to specialise, and we hope that our documents prove useful to member firms when seeking to understand the matters involved.
| Target | Dec 10 |   |
| Mortgage Target | Nov 10 | |
| Special Mortgage Target MMR Edition | Aug 10 | |
| Target | Mar 10 | |
| Target | Dec 09 | |
| Target | Nov 09 | |
| Mortgage Target | Spring 09 | |
| Mortgage Target | Winter 08 | |
| Mortgage Target | Autumn 08 | |
We would be delighted to offer our compliance support services, which we are already noting are increasing in demand not least as a consequence of the increasing burden placed on intermediaries via the MMR.
Through Paradigm Group we can provide regulatory consultancy support which includes:
- Financial Promotions
- Technical queries
- Remote File Reviews
- GABRIEL/RMAR completion
- FSA Applications + Change of Entity/Variation of Permissions/Approved Persons
- Complaints Guidance
- Risk assessment and mitigation plans
- Monitoring plan design and audit
- Treating Customers Fairly (TCF) and much more...
In support of our member firms, Paradigm offers mortgage compliance services from as little as £195 per month.
To find out more about how you can take advantage of our regulatory consultancy service please contact Sue Caughtry, tel: 0845 688 1344.