Compliance

The March 2010 issue of Paradigm's compliance update, Mortgage Target, is available now.

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In order to keep you informed of latest news, events and most importantly the consequences of changes in the compliance arena that impact your business, as & when it is appropriate Paradigm issues Target, its compliance magazine.  There are two types of Target, one which is entirely focused on in the Mortgage environment "Mortgage Target" and "Target" which covers a broader subject matter more suitable for IFAs involved in the Investment and Pension arena.  Of course, many of the matters covered relate to both types of Financial Intermediaries wherever you choose to specialise, and we hope that our documents prove useful to member firms when seeking to understand the matters involved.

The latest edition of Mortgage Target covers a number of issues including: A summary of the FSA's plans to reform the Mortgage Market; CP09/26 & CP10/05 - details of the FSA's proposal to simplify FSA Fees calculation; details of recent Mortgage Enforcement Action against mortgage firms; guidance from the FSA on Financial Promotions; the FSA's publication of industry-level complaints data - set to increase transparency; New FSCS Limits Trigger Changes to Disclosure Documentation; and the FSA's view on15 year 'long-stop' clauses on bringing complaints against financial services firms.

At Paradigm we understand the difficulties facing firms in not only finding the time to understand the compliance minefield and how it affects your business, but also in successfully ensuring that we guide you through changes with the minimum effort and impact.  Our experienced team has a wide and varied knowledge that enables us to provide comprehensive guidance and also helps us to understand how this impacts on your business.

Through Paradigm Group we can provide regulatory consultancy support which includes:

In support of our member firms, Paradigm offers compliance services from as little as £195 per month.

To find out more about how you can take advantage of our regulatory consultancy service please contact Sue Caughtry, tel: 0845 688 1344.