Paradigm has unrivalled expertise in providing compliance services to a broad range of firms. We understand the difficulties facing firms in finding the time to understand the mortgage compliance minefield and how it can affect your business.

Paradigm’s experienced team has a wide and varied knowledge of mortgage compliance that enables us to provide comprehensive guidance. We deliver bespoke, practical guidance and work closely with the firm to implement compliance processes, procedures and advise on changes that may be required. We can assist firms in the delivery of their Training & Competence Scheme, undertaking KPI reviews, 1-2-1 meeting completion as well as the preparation of Training Needs Analysis and CPD records reviews. We also provide a library of supporting documentation and work with firms to develop documentation that will enable firms to meet their ever-increasing regulatory burdens.

A brief summary of the regulatory consultancy support the Paradigm can provide is as follows:

  • Financial Promotions
  • Disclosure Training/ Documentation and review
  • Adviser skills and knowledge assessment
  • Technical queries
  • Remote and/or on site  File Reviews
  • GABRIEL/RMAR completion
  • FCA Applications
  • Change of Entity/Variation of Permissions/Approved Persons
  • Risk assessment and mitigation plans
  • Compliance Monitoring plan design and audit
  • Treating Customers Fairly (TCF) documentation and much more...

Paradigm can tailor packages to suit a range of firms – to discuss please call 0121 781 7337. We would be delighted to offer you our compliance support services.

In support of our member firms, Paradigm offers mortgage compliance services from as little as £120 VAT per month.

View a full summary of the services we offer and how Paradigm can help you:

CLICK HERE

 

Links